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I am trying to work through some basic degree theory on manifolds and I found this nice pdf (http://www.math.uchicago.edu/~may/VIGRE/VIGRE2011/REUPapers/Bosshardt.pdf) which gets me exactly where I want to go. However, it seems that the tangent space of a manifold $M \subseteq \mathbb{R}^{n}$ has a definition which I have never seen before. Summarizing the text:

  1. Let $x \in \mathbb{R}^{n}$. Then a local parametrization near $x$ is a map

$$ \phi: U \rightarrow V $$

such that $U \subseteq \mathbb{R}^{n}$ is open about $0$, $V \subseteq \mathbb{R}^{n}$ is open, and $\phi(0)=x$.

  1. Let $M \subseteq \mathbb{R}^{n}$ be a manifold. Then the tangent space at $x \in M$ is defined in the following way: For some parametrization $ \phi: U \rightarrow V $ near $x$, let $\phi_{0}$ be the Jacobian matrix of $\phi$ evaluated at $0$, which can be seen as a linear transformation from $\mathbb{R}^{n}$ to $\mathbb{R}^{n}$.Then the tangent space of $M$ at $x$ is defined as $$T_{x}(M)= \phi_{0}(\mathbb{R}^{n})$$

I have always worked with the tangent space as being the set of derivations at a point. I know that there is also an equivalent definition using equivalence classes of curves. However, this seems to simply be a collection of vectors in $\mathbb{R}^{n}$. Again, the tangent space of an $n-$manifold is isomoprhic to $\mathbb{R}^{n}$, but I cannot seem to find any formal equivalence/isomorphism dealing with the formulation given above.

Can anybody point me in the right direction? Thanks!

Mark
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3 Answers3

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There are some confused indices in this definition: the $n$ in $M\subseteq\mathbb{R}^n$ does not need to be the same as the dimension of $m$. To avoid confusion, I will use $m$ instead for the dimension of $M$.

To connect this with the tangent vectors as derivations, let us think of $M$ as an abstract manifold and consider the inclusion map $i:M\to\mathbb{R}^n$ as a smooth embedding. For each $p\in M$, $i$ induces an injective linear map on tangent spaces $di_p:T_pM\to T_{i(p)}\mathbb{R}^n$. But the tangent space at any point in $\mathbb{R}^n$ can be canonically identified with $\mathbb{R}^n$, by taking the partial derivatives with respect to each coordinate as a basis for the derivations at each point. So, identifying $T_{i(p)}\mathbb{R}^n$ with $\mathbb{R}^n$, $di_p$ gives an isomorphism between $T_pM$ and some $m$-dimensional linear subspace of $\mathbb{R}^n$. This latter $m$-dimensional linear subspace is what the paper you linked is using as the definition of $T_pM$.

Eric Wofsey
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This is only a supplement to Eric Wofsey's answer. I think the paper needs some explanations.

Here are some prelimanaries.

Given a map differentiable map $\psi : U \to V$ between open subsets $U \subset \mathbb R^k$ and $V \subset \mathbb R^l$, we denote by $d\psi(x) : \mathbb R^k \to \mathbb R^l$ the usual derivative of $\psi$ at $x \in U$ which is a linear map represented by the Jacobian matrix. Given a smooth map $\omega : M \to N$ between smooth manifolds, we denote by $T_x\omega : T_x M \to T_{\omega(x)} N$ its derivative in the "manifold sense" which is a linear map between tangent spaces. Many authors also write $d\omega(x)$ instead of $T_x\omega$, but we want to have them distinguished at first glance.

In Definition 2.1 the author defines the concept of a diffeomorphism $f : X \to Y$ between (arbitrary) subsets $X \subset \mathbb R^k$ and $Y \subset \mathbb R^l$. It means that $f$ is a bijection and for each $x \in X$ there exists an open neigborhood $U$ of $x$ in $\mathbb R^k$ and a smooth map $F : U \to \mathbb R^l$ such that $F(\xi) = f(\xi)$ for $\xi \in U \cap X$, similarly for $f^{-1} : Y \to X$. Certainly a diffeomorphism is a homeomorphism, but its local extension will not satisfy $dF(x) \ne 0$ in general.

In Definition 2.2 he defines a subset $X \subset \mathbb R^k$ to be an $n$-dimensional manifold if every $x \in X$ is contained in a set $V \subset X$ open relative to $X$ which is diffeomorphic to an open set $U \subset R^n$. A diffeomorphism $\phi : U \to V$ is called a local parametrization of $X$ near $x$.

What does this say about $\phi$? First, it is easy to see that $\bar \phi = j \circ \phi : U \to \mathbb R^k$ must be smooth, where $j : V \to \mathbb R^k$ denotes inclusion. Second, for each $z \in U$ there exist an open $W \subset \mathbb R^k$ containing $\phi(z)$ and a smooth map $F : W \to \mathbb R^n$ such that $F \mid_{W \cap V} = \phi^{-1} \mid_{W \cap V}$. For a sufficiently small open neigborhood $W'$ of $\phi(z)$ in $W$ we get $F(W') \subset U$. Moreover, for a sufficiently small neighborhood $U'$ of $z$ in $U$ we get $\bar \phi(U') \subset W'$. This shows that $F \circ \bar \phi \mid_{U'} = id$, thus $d\bar \phi(z)$ has rank $n$. This shows that $\bar \phi$ is a smooth embedding. We conclude that $V$ is a smooth submanifold of $\mathbb R^k$ in the usual interpretation. Moreover, $\phi : U \to V$ is diffeomorphism in the manifold sense and with $z = \phi^{-1}(x)$ we have

$$(*) \quad T_z \bar \phi = T_xj \circ T_z\phi: T_z U \to T_{x} \mathbb R^k .$$ Note that $T_z\phi: T_z U \to T_xV$ is an isomorphism and $T_x j : T_xV \to T_{x} \mathbb R^k$ is a linear embedding whose image is an $n$-dimensioanal linear subspace of $T_{x} \mathbb R^k$.

Since there exists a local parametrization of $X$ near any point $x$, we see that $X$ is a smooth submanifold of $\mathbb R^k$.

In particular, there exists a "usual" tangent space $T_x X$ at $x$ which can be canonically identified with $T_x V$.

Now the author assumes that $0 \in U$ and $z= 0$. There are canonical identifications $T_0 U = \mathbb R^n$ and $T_x \mathbb R^k = \mathbb R^k$. Doing so, $T_0 \bar \phi$ is identified with the "Euclidean" derivative $\phi_0 = d \bar \phi(0): \mathbb R^n \to \mathbb R^k$ of $\bar \phi$ at $0$. $\require{AMScd}$ \begin{CD} \mathbb R^n @>{\phi_0}>> \mathbb R^k \\ @A{\approx}AA @A{\approx}AA \\ T_0 U @>{T_0 \bar \phi}>> T_x \mathbb R^k \end{CD}

Now $(*)$ shows that $T_xj$ identifies $T_x V$ with the linear subspace $T_0\bar \phi(T_0 U)$ of $T_x \mathbb R^k$. In other words, we get a canonical identification $$T_x X = \phi_0(\mathbb R^n) \subset \mathbb R^k = T_x \mathbb R^k .$$ \begin{CD} \mathbb R^n @>{\phi_0}>> \phi_0(\mathbb R^n) @>{}>> \mathbb R^k \\ @A{\approx}AA @A{\approx}AA @A{\approx}AA \\ T_0 U @>{T_0 \phi}>> T_xV @>{T_xj}>> T_x \mathbb R^k \end{CD}

$\phi_0(\mathbb R^n)$ can be understood as the "Euclidean tangent space" of the submanifold $X \subset \mathbb R^k$ at $x$. It has a nice geometric interpretation.

The tangent space $T_x M$ can be defined as the set of equivalence classes of $u : (a(u), b(u)) \to M$, where $0 \in (a(u),b(u))$ and $u(0) = x$ ("smooth curves through $x$"). The equivalence relation is given by $u \sim v$ iff they have the same derivative at $0$ with respect to any chart $\varphi : V \to W$, where $V$ is an open neigborhood of $x$ in $M$ and $W \subset \mathbb R^n$ is open. This means that $(\varphi \circ u)'(0) = (\varphi \circ v)'(0)$.

If $U \subset \mathbb R^n$ is open, then we get a canonical isomorphism $T_xU \to \mathbb R^n$ via $[u] \mapsto u'(0)$. Simply take $id_U$ as a chart around $x$.

Now the above $\bar \phi : U \to \mathbb R^l$ embeds $U$ as a the submanifold $V$ of $\mathbb R^l$. Smooth curves $u$ in $U$ through $0$ are mapped to smooth curves $\bar \phi \circ u$ in $\mathbb R^l$ through $x$ whose images are contained in $V$. The set of all $(\bar \phi \circ u)'(0)$ is nothing else than the set of (Euclidean) tangent vectors to the submanifold $V$ at $x$. The set of these vectors is precisely $\bar \phi_0(\mathbb R^k)$.

Paul Frost
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  • Thank you very much, this has really brought me many steps further towards connecting all of the dots. I do have a couple remaining questions, if it's not to bothersome.
    1. You write, "Since there exists a local parametrization of $X$ near any point $x$, we see that $X$ is a smooth submanifold of $\mathbb{R}^{k}$." Now, I see how we can conclude that each particular $V$ can be seen as a smooth submanifold of $\mathbb{R}^{k}$, but I don't get this last step. Can we take the union of all such submanifolds $V$ to conclude that $X$ is also a submanifold?
    – Mark Jan 14 '20 at 18:10
  • Second question:
    1. It seems that we are trying to put it all together in your last statement by arguing something like the following:

    $d\bar{\phi}(0):T_{0}U \rightarrow T_{x}\mathbb{R}^{k}$, and hence $d\bar{\phi}(0)(T_{0}U) \subseteq T_{x}\mathbb{R}^{k}$. Because $T_{x}\mathbb{R}^{k}$ can be identified with $\mathbb{R}^{k}$, so can $d\bar{\phi}(0)(T_{0}U)$. The claim is then that $d\bar{\phi}(0)(T_{0}U)$ can more precisely be identified with $\phi_{0}(\mathbb{R}^{n})\subseteq \mathbb{R}^{k}$. Is this the approach? If so, are there any more details you can give to complete this step?

    – Mark Jan 14 '20 at 18:17
  • Question 1: Being a submanifold is a local property (recall the definition). And this was proved: Each point has an open neigborhood which is a submanifold. – Paul Frost Jan 15 '20 at 00:35
  • Question 2: I made an update. – Paul Frost Jan 16 '20 at 00:29
  • I want to sincerely thank you once again for the time you have spent with me on this. I have spent the entire morning working through your arguments, and I have typed up what I think may summarize what you're saying. I typed it in LateX using the definitions given in the orginal paper, and uploaded it to google drive. If you could take a quick look over it, I would be grateful. The link is here: https://drive.google.com/file/d/1l82kxoFb66MrDBcJBhxYwj1KzjdMC2Y7/view?usp=sharing – Mark Jan 16 '20 at 21:34
  • Actually, there may be a small mistake in the last step, as the matrix representation of $d\widetilde{\phi}{0}$ may not be ${\phi}{0}$. However, all we need is for ${\phi}_{0}$ to have full rank. Does that follow from the fact that $\phi$ is a diffeomorphism? – Mark Jan 17 '20 at 02:06
  • Steps 1 - 4 are correct. In my opinion you will also need the inclusion $M \to \mathbb R^k$ to properly define $\bar \phi : U \to \mathbb R^k$ which is essentially the same as $\phi$ but is formally different. $\bar \phi$ is the only map which has a "usual" derivative $d\bar \phi (0) : \mathbb R^m \to \mathbb R^k$. If you want, you can avoid to formally introduce $\bar \phi$, but then you should say that $\phi$ will be regarded as map $U \to \mathbb R^k$ with "usual" derivative $d\bar \phi (0) : \mathbb R^m \to \mathbb R^k$. – Paul Frost Jan 17 '20 at 12:46
  • Concerning the rank of $\phi_0$ you will need an argument as in the laast diagram. – Paul Frost Jan 17 '20 at 12:53
  • How about the following argument to patch up the last point: $\phi: U \subseteq \mathbb{R}^{m} \rightarrow M \subseteq \mathbb{R}^{k}$, where $m \leq k$, is assumed to be a diffeomorphism. Then, considering the inverse $\phi^{-1}:M \rightarrow U$, we have that $\phi \circ \phi^{-1}:M \rightarrow M$ is such that $\phi \circ \phi^{-1}=1_{d}$. Hence, for $x \in U$, and $y=\phi(x)$, we have $D_{y}(\phi \circ \phi^{-1})=D_{x}\phi \circ D_{y}\phi^{-1}=I_{k \times k}$. Hence, for each $x \in U$, $D_{x}\phi$ has a right inverse, and is therefore of full rank. – Mark Jan 17 '20 at 15:31
  • Let us regard $\phi$ as a map $U \to \mathbb R^k$. This is a slight abuse of notation, but okay. But $\phi^{-1}$ is not defined on an open subset of $\mathbb R^k$, thus it does not have a dervative in the usual sense. However, you can take a local extension $F : W \to U$ of $\phi^{-1}$ as in my answer to get $dF (\phi(0)) \circ d\phi(0) = id$ which shows that $d\phi(0)$ has full rank. – Paul Frost Jan 17 '20 at 16:40
  • Terrific, I think we have solved the problem. Thank you once again for your time and your invaluable input. I will type this up and post it as the "official answer". – Mark Jan 17 '20 at 16:46
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The following is an argument showing that the definitions of a tangent space as given in "Topology from the Differentiable Viewpoint" by Milnor and the one given in "Introduction to Smooth Manifolds" by Lee are isomorphic. This is essentially my personal summary of the tremendously helpful comments given by Eric Wofsey below.

For a set $X$ and a point $x \in X$, I will define $T_{x}X$ to be the tangent space as given in Lee.

As stated in Milnor, given a smooth manifold $M\subseteq\mathbb{R}^{k}$ and a point $x \in M$, to define the tangent space, we consider some open set $U\subseteq\mathbb{R}^{m}$ and a diffeomorphism $\phi:\,U\rightarrow M$. Assume without loss of generality that $\phi(0)=x$. Then, the tangent space at $x$ is defined to be $D_{0}\phi(\mathbb{R}^{m})$, where $D_{0}\phi$ is the Jacobian of $\phi$ evaluated at $0$, and $D_{0}\phi(\mathbb{R}^{m})$ is the image of the linear transformation $D_{0}\phi:\mathbb{R}^{m}\rightarrow \mathbb{R}^{k}$.

We will show that $D_{0}\phi(\mathbb{R}^{m})$ is isomorphic to $T_{0}M$ in a series of steps below:

  1. Because $\phi$ is assumed to be a diffeomorphism, we know that $d\phi_{0}:\,T_{0}U\rightarrow T_{0}M$ is an isomorphism, by Proposition 3.6 in Lee.

  2. Since $U$ is open in $\mathbb{R}^{m}$, we know by Proposition 3.9 in Lee that if $i:U\hookrightarrow\mathbb{R}^{m}$ is the inclusion map, then $di_{0}:\,T_{0}U\rightarrow T_{0}\mathbb{R}^{m}$ is an isomorphism.

  3. By Proposition 3.2 in Lee, we know that $T_{0}\mathbb{R}^{m}$ is isomorphic to $\mathbb{R}^{m}$.

  4. Lastly, because $\phi$ is assumed to be a diffeomorphism, then $\phi^{-1}\circ\phi:U\rightarrow U$ is such that $\phi^{-1}\circ\phi=I_{d}$. Take $0 \in U$ and $y=\phi(0)$. Also, because the subset $M \subseteq \mathbb{R}^{k}$ on which $\phi^{-1}$ is defined need not be open, let $F:\mathbb{R}^{k} \rightarrow \mathbb{R}^{n}$ be a local extension of $\phi^{-1}$ at $y$. Note that it still holds that in a neighborhood around $y$, $F\circ\phi=I_{d}$.

    Then the Jacobian of $F\circ\phi$ at $x$ is given by

$$D_{0}(F\circ\phi)=D_{y}F\circ D_{0}\phi=1_{m\times m},$$ where $D_{0}\phi$ is a $k\times m$ Jacobian matrix and $D_{y}F$ is the $m\times k$ Jacobian matrix. Hence, $D_{0}\phi$ has a left inverse. From standard matrix theory, it follows that $D_{0}\phi$ has rank $m$, and hence $D_{0}\phi(\mathbb{R}^{m})$ is an $m-$ dimensional vector space. Because all $m-$dimensional vector spaces are isomorphic to $\mathbb{R}^{m}$, it follows that $\mathbb{R}^{m}$ and $D_{0}\phi(\mathbb{R}^{m})$ are isomorphic.

Putting 1-4 together, we have $$T_{0}M\overset{(1)}{\cong}T_{0}U\overset{(2)}{\cong}T_{0}\mathbb{R}^{m}\overset{(3)}{\cong}\mathbb{R}^{m}\overset{(4)}{\cong}D_{0}\phi(\mathbb{R}^{m}),$$ completing the argument.

Mark
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