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We were told, in recitation class, about a test for sequences convergence (not series) Which goes as follows:

if $\lim_{n \rightarrow \infty} \frac{a_{n+1}}{a_n}=L$ then $\lim_{n \rightarrow \infty} \sqrt [n] {a_n}=L$.

In a previous question I asked: This limit: $\lim_{n \rightarrow \infty} \sqrt [n] {nk \choose n}$.

I was told that this fact is not true. My question is, can anyone think of a counter example for it? Because, If yes, Then I would like to let my tutor know about it, but, I don't want to doubt him befor I am sure of it.

Thank you!

2 Answers2

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I assume we're dealing with (strictly) positive $a_n$ here. Then the assertion is true. Let

$$L = \lim_{n\to\infty} \frac{a_{n+1}}{a_n}.$$

Given $\varepsilon > 0$, choose $N\in\mathbb{N}$ so that

$$M := \max \{0,L-\varepsilon\} < \frac{a_{n+1}}{a_n} < L+\varepsilon$$

for all $n \geqslant N$. Then we have, for $n > N$

$$a_N\cdot M^{n-N} < a_n < a_N\cdot (L+\varepsilon)^{n-N},$$

and taking $n$-th roots

$$\sqrt[n]{a_N} \cdot M^{1-N/n} < \sqrt[n]{a_n} < \sqrt[n]{a_N}(L+\varepsilon)^{1-N/n}.$$

The limit of the lower bound is $M$, and the limit of the upper bound is $L+\varepsilon$, so

$$M \leqslant \liminf \sqrt[n]{a_n} \leqslant \limsup \sqrt[n]{a_n} \leqslant L+\varepsilon.$$

Since $\varepsilon$ was arbitrary, we have indeed

$$\lim_{n\to\infty} \sqrt[n]{a_n} = L.$$

Daniel Fischer
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  • And this proves something that the statement isn't clear about, namely that $(\root n\of {a_n})_{n\in \Bbb N}$ converges. – Git Gud Nov 10 '13 at 12:50
  • how do you obtain induction step . could you explain please???? – emil agazade Jan 31 '21 at 09:49
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    @emilagazade On the one hand, we have (for all sufficiently large $n$) $a_{n+1} < a_n\cdot (L + \varepsilon)$. The induction hypothesis is $a_n < a_N\cdot (L + \varepsilon)^{n-N}$, and together that yields $$a_{n+1} < a_N\cdot (L + \varepsilon)^{n-N}\cdot(L+\varepsilon) = a_N\cdot (L+\varepsilon)^{(n+1) - N},.$$ On the other hand, we have the same reasoning with flipped inequalities and $M$ instead of $(L + \varepsilon)$. – Daniel Fischer Jan 31 '21 at 13:25
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Note that the root requires $a_n\geq0$.

Fix $\varepsilon>0$. Then, for $n$ big enough, $$L-\varepsilon<\frac {a_{n+1}}{a_n}<L+\varepsilon. $$ Then $$ a_{n+1}\leq (L+\varepsilon)a_n\leq\cdots (L+\varepsilon)^{n}a_1. $$ So $$ \sqrt[n]{a_n}\leq(L+\varepsilon)(a_1)^{1/n}. $$ Then $\limsup_n\sqrt[n]{a_n}\leq(L+\varepsilon)$. As $\varepsilon$ was arbitrary, we get $\limsup_n\sqrt[n]{a_n}\leq L$.

In a similar way, from $a_{n+1}\geq (L-\varepsilon)a_n$ we get $\liminf_n\sqrt[n]{a_n}\geq(L-\varepsilon)$, so $\liminf_n\sqrt[n]{a_n}\leq L$.

The inequalities $$ L\leq\liminf_n\sqrt[n]{a_n}\leq\limsup_n\sqrt[n]{a_n}\leq L$$ show that the limit exists and equals $L$.

Martin Argerami
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  • Why do you take $\lim \sup$ and $\lim \inf$? Once you have $$a_1^{1\over n} (L -\varepsilon) < a_{n+1}^{1\over n} <a_1^{1\over n} (L + \varepsilon)$$ would it be wrong to just take the limit on all sides to get $$ L - \varepsilon \le \lim_{n \to \infty} a_{n+1}^{1\over n} \le L + \varepsilon ?$$ – student Sep 20 '16 at 14:12
  • No, because you don't know that $\lim a_{n}^{1/n}$ exists; and $L-\varepsilon\ne L+\varepsilon$. – Martin Argerami Sep 20 '16 at 14:54
  • Oh, ok, so because we don't know if that limit exists but we do know that lim inf and lim sup always exist we use those instead. Thank you! – student Sep 20 '16 at 15:20
  • No, wait, I'm still not clear. When I solved this I first derived $$a_{n + 1}^{1\over n + 1} ((L+\varepsilon)^{N})^{1\over n +1}< a_{N}^{1\over n + 1} (L + \varepsilon)$$ and $$ a_{N}^{1\over n+1} (L - \varepsilon) < a_{n + 1}^{1\over n+1} ((L-\varepsilon)^N)^{1\over n+1}$$ and then took the limit. At the time of limit taking I did not know the limit existed but I thought if I am given a sequence $a_n$ such that $a_n < K$ then also $\lim a_n \le K$. Or does this only hold if we already know $\lim a_n$ exists? – student Sep 20 '16 at 15:23
  • To write/use a limit, you need to know it exists. The whole point of the proof above is to show that the limit exists (and then, use the bounds to calculate it value). – Martin Argerami Sep 20 '16 at 15:47
  • Ok. I think I understand. But then I can try to modify my proof and only use lim inf and lim sup. That should be correct, right? Because they always exist. – student Sep 20 '16 at 16:07
  • Concretely, if I have $A-\varepsilon \le \lim \sup a_n \le A+\varepsilon$ and $A-\varepsilon \le \lim \inf a_n \le A+\varepsilon $ then I can deduce that lim inf equals lim sup and hence also that the limit is equal to A. Right? – student Sep 20 '16 at 16:09
  • Okay, more concretely, I derived $$a_{n + 1}^{1\over n + 1} ((L+\varepsilon)^{N})^{1\over n +1}< a_{N}^{1\over n + 1} (L + \varepsilon)$$

    and

    $$ a_{N}^{1\over n+1} (L - \varepsilon) < a_{n + 1}^{1\over n+1} ((L-\varepsilon)^N)^{1\over n+1}$$ and then took the limit superior for $n+1 \to \infty$ we then get

    $$\limsup_{n + 1 \to \infty} a_{n + 1}^{1\over n + 1} \le (L + \varepsilon)$$

    and the limit inferior we get

    $$ L - \varepsilon \le \liminf_{n + 1 \to \infty} a_{n + 1}^{1\over n+1} $$

    – student Sep 20 '16 at 16:14
  • Then I have $$ L - \varepsilon \le \liminf_{n \to \infty} a_n^{1\over n} \le \limsup_{n \to \infty} a_n^{1\over n} \le L + \varepsilon$$ and I think from this $\lim a_n^{1\over n} = L$ follows. (because lim sup and lim inf are equal if and only if the limit exists and is equal to them) – student Sep 20 '16 at 16:14
  • Yes, that's how it works. – Martin Argerami Sep 20 '16 at 17:26
  • Awesome, thank you very much for your help! – student Sep 20 '16 at 19:41
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    You are welcome :) – Martin Argerami Sep 20 '16 at 19:51