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The real numbers may be defined axiomatically as a complete ordered field. This description characterises them up to isomorphism.

Question: is there a similar way to define the field of complex numbers?

In contrast to the difficulty of constructing $\mathbb R$ from $\mathbb Q$, the construction of $\mathbb C$ from $\mathbb R$ is straightforward. For instance, $\mathbb C$ may be defined as $\mathbb R^2$ with the operations $(a,b)+(c,d)=(a+b,c+d)$ and $(a,b)\cdot(c,d)=(ac-bd,ad+bc)$. Then, $i$ can be defined as $(0,1)$, and we may identify $\mathbb R$ with the subfield $\{(a,0):a\in\mathbb R\}$. Any model of $\mathbb C$ is isomorphic to this model. However, it feels somewhat artificial to describe a model of $\mathbb C$ as a field $F$ which is isomorphic to $\mathbb R^2$ with the aforementioned operations; it would be like describing a model of $\mathbb R$ as a field which is isomorphic to the collection of Dedekind cuts.

What I'm looking for is a list of properties that are satisfied by a field $K$ if and only if $K$ is a model of $\mathbb C$. This answer uses the Upward Lowenheim-Skolem theorem to conclude that no first-order theory will do the job. I have read that $\mathbb C$ can be described as the algebraic closure of $\mathbb R$, but I don't have the requisite algebraic knowledge to understand this description; moreover, this description still references $\mathbb R$, and so it still feels artificial in some sense. By contrast, the axiomatic description of $\mathbb R$ makes no reference to other fields such as $\mathbb Q$. I'm looking for properties more along the lines of: $K$ is a field, there is an $x\in K$ such that $x^2=-1$, etc.

Joe
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    A perhaps-unsatisfactory way (and one that still references $\mathbb{R}$) would be to consider the ring quotient $\mathbb{C} \cong \mathbb{R}[x]/(x^2+1)$. Though you could half-heartedly sidestep referencing $\mathbb{R}$ by just referring to it as a complete ordered field, but this feels like cheating. – PrincessEev May 18 '23 at 21:25
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    Related: Is $\mathbf{C}$ the algebraic closure of any field other than $\mathbf{R}$?, specifically this answer: "every algebraically closed field of characteristic zero whose cardinality is $2^{\aleph_0}$ must be isomorphic to the complex numbers". – dxiv May 18 '23 at 21:26
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    Maybe this https://math.stackexchange.com/questions/3559345/what-axiom-system-for-the-complex-numbers-is-categorical helps. – simo210 May 18 '23 at 21:35
  • @dxiv maybe it's just me, but refering to the cardinality seems like cheating to me... you could do the same for any algebraically closed field, just specify the characteristic and cardinality. – Lukas Heger May 18 '23 at 21:37
  • @LukasHeger You are right, of course. But, technically, it satisfies OP's requirement to not reference $\mathbb R$. – dxiv May 18 '23 at 22:19
  • @LukasHeger: your comment suggests that any two algebraically closed fields with the same characteristic and cardinality are isomorphic. I don't believe that's true for when the cardinality is countably infinite. – Rob Arthan May 19 '23 at 19:42
  • @RobArthan yes, you're right, that only works for uncountable cardinalities, my bad! – Lukas Heger May 19 '23 at 23:52

2 Answers2

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As a topological field (=field with a topology such that the field operations are continuous) $\Bbb C$ is the only algebraically closed topological field that is Hausdorff, not discrete and locally compact.

Not sure if this is what you want because it refers to a topology, but this doesn't refer to $\Bbb R$ in any way.

Edit: Here's why this holds. (I'll use "locally compact" to mean locally compact and Hausdorff. Non-Hausdorff topological fields always carry the trivial topology, so they are not very interesting anyway.) Actually, it's possible to completely classify all non-discrete locally compact topological fields. (Such a field is also called a local field in number theory.)

A complete list is given as follows:

  • The fields of formal Laurent series over a finite field $\Bbb F_q((T))$ with the $T$-adic topology.
  • Finite extensions of $\Bbb Q_p$ for a prime $p$.
  • $\Bbb R$
  • $\Bbb C$

As you can see, the only algebraically closed one on the list is $\Bbb C$, which proves the characterization.

How does one prove such a thing? You can find the details in Markus Stroppel - Locally Compact Groups.

Here's an idea. Let $K$ be a locally compact non-discrete field. The first step is to construct an absolute value on $K$. This is done as follows: Choose a Haar measure $\mu$ for the additive group of $K$. Then for any $a \in K$, the map $\nu:X \mapsto \mu(aX)$ defines another Haar measure. So by uniqueness of Haar measures, you get that $\nu=\alpha \mu$ for some $\alpha \in \Bbb R_{>0}$. Call that scalar $\alpha = |a|$. Then one can show that $a \mapsto |a|$ (extended such that $|0|=0$) defines almost an absolute value on $K$. I'm saying almost because in the case of $\Bbb C$, it's actually the square of an absolute value. (There are more lenient defintions of absolute values that allow this).

The next step is to show that the valued field we get is complete, this is a simple exercise.

Now if $K$ has characteristic $0$, it contains $\Bbb Q$ and hence a completion of $\Bbb Q$. By Ostrowski's theorem, it must contain $\Bbb R$ or $\Bbb Q_p$ for some $p$.

If $K$ has characteristic $p$, then it contains $\Bbb F_p$. Since $\overline{\Bbb F_p}$ has no nontrivial absolute value (everything is zero or a root of unity), it must contain an element $T$ transcendental over $\Bbb F_p$. Thus it contains $\Bbb F_p(T)$ and hence the completion of $\Bbb F_p(T)$. One can show that every such completion is isomorphic to $\Bbb F_q((T))$ for some $q=p^n$.

So now we're in the situation that we have a subfield isomorphic to $\Bbb Q_p, \Bbb R$ or $\Bbb F_q((T))$. All these fields are themselves locally compact. One can show that any extension of locally compact fields $L/F$ must be of finite degree. Then we're almost done. To simplify the finite characteristic case, one can show any finite extension of $\Bbb F_q((T))$ is itself isomorphic to $\Bbb F_{q^n}((X))$ for some $n$.

Lukas Heger
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  • Hi Lukas. Thanks for this answer. I suppose this means that we are speaking of isomorphism of topological fields, rather than isomorphism of fields, but that doesn't bother me. – Joe May 18 '23 at 21:28
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    @Joe yeah, I'm using an extra structure here to get a characterization. Note that in the example of $\Bbb R$, an order on a field is also an extra structure. But it doesn't change the uniqueness if you just consider all field isomorphisms. You can also say "$\Bbb C$ is the unique field, up to field isomorphism, that is algebraically closed and has a locally compact topology making the field operations continuous.". – Lukas Heger May 18 '23 at 21:36
  • I don't quite understand what you mean by "it doesn't change the uniqueness if you just consider all field isomorphisms". Could you please elaborate? – Joe May 18 '23 at 22:16
  • @Joe sorry that was formulated confusingly. I was just saying that you can get a characterization for $\Bbb C$ among all fields by talking about the existence of a certain topology. – Lukas Heger May 18 '23 at 23:25
  • No problem! Do you have a reference (or a proof) for your answer? – Joe May 20 '23 at 11:44
  • @Joe I've added a reference and a proof sketch. – Lukas Heger May 24 '23 at 01:52
  • Thank you very much! I have accepted your answer. – Joe May 27 '23 at 22:57
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Not an answer, just an idea...

There exists an element $i\in K$ with $i^2 + 1 = 0$, where $0$ and $1$ are the additive and the multiplicative identities of $K$, respectively.

We've already made good progress by adding this statement to our list of properties/axioms for $K$, since the existence of such an element is essential to the structure of $\mathbb C$. We're still far from characterizing $\mathbb C$, though: the fields $\mathbb Q (i)$ and $\mathbb F_2$ both have this property, but neither is isomorphic to $\mathbb C$. Notice that $\mathbb Q (i)$ is not complete, i.e. "it has holes", and $\mathbb F_2$ is discrete. This suggests that the addition of another axiom stipulating the "completeness" of $K$ might be enough to force $K\cong\mathbb C$. The natural approach would be to introduce a suitable metric $d$ on $K$ and postulate that $K$ be complete with respect to $d$, but this implicitly assumes the reals have been constructed because metrics are, by definition, functions into the non-negative reals.

Thus, the question arises: can we characterize the completeness of a space without the use of metrics? One idea is to stipulate that $K$ be a topological space, i.e. can be endowed with a topology, and see if there's any topological characterizations of the completeness of $\mathbb C$. It is known that such a characterization exists for $\mathbb R$ (see this MathOverflow post), so by analogy, there might be one for $\mathbb C$.

Edit

Have a look at Lukas Heger's answer. It shows the topological characterization of $\mathbb C$ we seek does exist.

Alann Rosas
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    A characterization for completeness that is purely topological and equivalent to the usual one for metric spaces, is that of a subcompact topological space; you might want to look that up. For instance:

    https://core.ac.uk/download/pdf/82682094.pdf

    – Cristián Paris Dec 18 '23 at 19:05
  • @CristiánParis thank you for this! I figured such a notion of completeness existed, but didn’t know where to look. – Alann Rosas Dec 18 '23 at 19:21