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When writing a PhD thesis on mathematics one needs to quote many results by others, such as

The following theorem was proved by ABC in [1].

Theorem. Bla, bla, bla...

My question is when should one include a proof of the result in his/her PhD thesis, if it is basically the same as in the reference? I do not quite see the point of copy-pasting the proof by others. Of course if one has a completely different proof of the same result, it is probably suitable to include it.

Zuriel
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  • A comment rather than an answer due to a physics perspective. Some factors to take into account: How well-known are the theorem and the particular proof? How fundamental are they to your thesis? Is it possible to summarise the proof (e.g. by reference to a better-known proof which was built on to do the bit you're interested in)? I assume your supervisor will read the thesis and comment (the approach will of course vary between supervisors) but they are best placed to help you answer this for your specific case. However you may as well do it especially if you cut/paste LaTeX a lot. – Chris H Dec 09 '14 at 19:36

4 Answers4

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As a general rule, you can cite other people's theorems without explaining their proofs, and omitting a proof is a good idea if it would be a lengthy distraction. However, there are several reasons why including such a proof could be helpful:

  1. Including it may be convenient for the reader if the proof is short. It's annoying to look up another paper and discover that you only needed a short argument that could easily have been explained in the original paper. Extracting information from a reference can be cumbersome (you have to locate exactly what you're looking for, figure out what it depends on, sort out the notation, etc.), while giving your own explanation can help readers avoid some of these difficulties.

  2. Even if the proof is not particularly short, it may serve as a warm-up for new applications of the same techniques. Reminding the reader how they work may make your paper much easier to read than if you just dive into the newest and most complicated case.

Ph.D. dissertations are something of a special case, because your advisor may encourage you to include extra details in the background sections (beyond what you might include in a published paper). This is partly a matter of demonstrating your mastery of the area and partly a matter of writing a useful survey for others. Advisors differ in how they approach this: some think it's a waste of time and it's best just to focus on writing a published paper, while others think writing a more extensive dissertation is a valuable learning exercise. This is an issue you should discuss with your advisor.

Anonymous Mathematician
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  • Thank you for your detailed answer! The information is very helpful. Usually a mathematical PhD thesis is over 100 pages long. I am curious usually what percentage of a typical thesis is "non-essential"; that is, containing definitions, results with or without proof by others, etc.? Of course the answer could be "it depends"; but I am looking for a general (unwritten?) rule. – Zuriel Dec 08 '14 at 14:47
  • Unfortunately I don't have a good feeling for this ratio. Besides including more background and more details of new results, theses can also be longer because of inefficient formatting required by the university. – Anonymous Mathematician Dec 08 '14 at 15:59
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    One of the things that commonly comes up in papers that I review is that the graduate student author has written up a version of the research for the thesis that has way too much background (such as proofs of previously published theorems.) It may be appropriate to include these in a thesis, but they need to be edited out before submitting the material for publication as a paper. – Brian Borchers Dec 08 '14 at 16:08
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  • You need/want to explicitly use/cite elements from the proof somebody else write, e.g. like "With c as defined in the proof of..." or "with a similar argument to ...".
  • – Raphael Dec 08 '14 at 20:06
  • @Zuriel Definitions are not "non-essential", unless the definition and associated notation are so well-known that the great majority of your readers will already know it. (For example, many papers redefine treewidth, to establish the notation that will be used.) If the definition is short, it doesn't take much space to repeat it; if it is long, you should include it because you can't expect your reder to remember all that detail. – David Richerby Dec 09 '14 at 08:06
  • @Zuriel To add to what David notes, many "well-known" notions are defined in many different ways in different sources, so you want to note which variant you use especially for these. – Raphael Dec 09 '14 at 22:17
  • Thank you @DavidRicherby for your comment! I should have clarified a bit: by "non-essential", I mean those concepts and results which are already known. Basically I was asking what ratio of a PhD thesis in mathematics is the authors' original ideas, theorems, propositions, proofs, examples, comments, etc.? – Zuriel Dec 10 '14 at 02:56
  • Excellent answer. I think there are two main reasons for including a proof (or a summary of a proof) of previous work: (a) because the reader will have difficulty understanding your own original work if they are not familiar with this proof; (b) to demonstrate that you thoroughly understand it. For (b) you need to include some analysis or criticism or paraphrasing of your own. The occasional comment like "Note that X has made the unstated assumption here that N is finite", or an observation that the terminology differs from that of another author, can help to demonstrate your understanding. – Michael Kay Aug 21 '17 at 09:20